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Carotid Angioplasty for the Management of Carotid Occlusive Disease  

By Michael S. Dahn, M.D.

Cerebrovascular disease is the third leading cause of death in the United States.1 It is associated with 700,000 strokes per year resulting in huge morbidity and a significant economic burden to our society. Approximately 20 to 35 percent of these strokes are attributable to extracranial carotid occlusive disease.2 Consequently, clinical management of carotid stenosis has been intensively studied for decades.

Currently, carotid endarterectomy (CEA) is the primary modality used to treat asymptomatic and symptomatic carotid stenosis. The efficacy of CEA in the management of carotid stenosis has been proven and its durability reaffirmed through prospective trials including the North American Symptomatic Carotid Endarterectomy Trial (NASCET),3 Asymptomatic Carotid Artery Stenosis Trial (ACAS),4 European Carotid Stenosis Trial (ECST)5 and Asymptomatic Carotid Stenosis Trial (ACST)6 trials. For example, the NASCET trial has demonstrated that the two-year ipsilateral stroke risk for symptomatic occlusive disease in the 70 to 99 percent range is 9 percent for patients undergoing carotid endarterectomy and 26 percent for patients undergoing the best medical therapy. Furthermore, peri-procedural adverse events such as stroke, myocardial infarction and death associated with each respective approach were similar (5.8 percent for endarterectomy and 3.3 percent for best medical management).

In contrast, observed morbidity and mortality rates for the application of carotid angioplasty to seriously ill patients had been reported to be in the range of 12 to 33 percent7,8. Counsell, et al9 reported the early termination of a randomized trial comparing carotid endarterectomy with angioplasty because five of the first seven patients entered into the angioplasty arm suffered a stroke suggesting that this procedure was associated with excessive risk. Finally, Golledge, et al10 reported that the risk of stroke and death associated with carotid angioplasty was almost twice (7.8 percent) that compared with carotid endarterectomy (4.0 percent). In view of these findings, one might question the value of pursuing this alternative technique for the management of carotid occlusive disease.

Carotid endarterectomy remains an effective treatment for carotid stenosis as established by evidenced based medicine whereas carotid angioplasty appears to exhibit considerable risk. However, despite the risks associated with carotid angioplasty, persistent and tenacious investigators have continued to improve angioplasty and carotid artery stenting (CAS). This has resulted in a variety of refinements to the procedurewhich make it a realistic alternative to surgical management of carotid artery stenosis.

Although early studies of carotid angioplasty have been associated with a higher stroke risk following angioplasty when compared to carotid endarterectomy, recent clinical trials have suggested the equivalency of carotid angioplasty with carotid endarterectomy as a consequence of refinements incarotid angioplasty technique.11,12

The SAPPHIRE trial has received the greatest attention in this regard.11 This was an industry sponsored (Cordis, Inc.) prospective trial evaluating high-risk patients exhibiting carotid stenosis randomized to either carotid angioplasty with stent placement (CAS) or carotid endarterectomy. The outcome of this trial revealed a statistical benefit in the major adverse event rate (combined death, stroke and myocardial infarction rate) in favor of CAS (5.8 percent) when compared to carotid endarterectomy (12.6 percent) at 30 days. A number of additional CAS single arm trials have reported comparable major adverse event rates to the SAPPHIRE stenting arm. Although these additional trials show results consistent with SAPPHIRE, these studies rely upon historical surgical data with no concurrent comparators The CARESS trial, which was funded by the International Society of Endovascular Specialists, was a randomized trial, which does contain carotid endarterectomy as a comparator arm.13 This study demonstrated that there was no significant difference in the 30-day combined all-cause mortality and stroke rate between CEA (2 percent) and CAS (2 percent). This report concluded that the 30-day risk of stroke or death following CAS with cerebral protection is equivalent to CEA. A recent update of this trial has indicated that there was no significant difference in the one-year combined all-cause mortality and stroke rate between CEA (13.6 percent) and CAS (10.0 percent). Significantly the CARESS trial included a patient population that was not limited to high risk patients. Inclusion of all patients as candidates for carotid artery angioplasty and stenting, not just high risk subjects, is the trend in this field..

The current CAS experience here at UConn is consistent with recent reports indicating the CAS can be accomplished with a low rate of adverse events. Our clinical experience observed a major event rate of 2.6 percent, which resulted from a single case of minor stroke. We attribute this low complication rate to several factors including careful attention to pre-procedure anti-platelet therapy, meticulous attention to procedure protocol and routine use of cerebral protection devices. This latter factor has been associated with a reduction of procedure stroke rates by 50 percent when compared to non protected procedures.14

Several questions remain regarding the utility of the carotid angioplasty and stenting as a potential competitor or replacement therapy for carotid endarterectomy. The cost analysis of carotid artery stenting has not been reported to date and may significantly influence the utility of this procedure. Currently, the major high end cost factors involved in the stenting procedure include dedicated self-expanding nitinol stents costing $2,000 to $2,500 per stent. This represents a doubling in the cost of non-dedicated nitinol stents used for other peripheral indications. At the time of this writing, one device (ACCULINK, Guidant Inc.) has been approved specifically for carotid indications by the FDA. It is likely that several additional devices will receive a similar indication within the next six months, which may reduce device costs. Furthermore, the current standard of care in this area requires the use of cerebral protection devices. Most commonly, these are filtration devices that are temporarily deployed in the distal internal carotid artery during the procedure in an effort to minimized cerebral embolization. The ACCUNET device manufactured by Guidant, Inc. has received FDA approval specifically for this application. The cost of this device ranges between $1,500 to $2,000. Thus, the addition of these two devices in the management of this disease will substantially alter the cost of a therapeutic carotid intervention, which is currently one of the most commonly performed vascular surgical interventions in the United States today.

A second issue revolves around the durability of angioplasty in relationship to carotid endarterectomy. Currently, long-term studies assessing the degree of restenosis following intervention remain limited. Lai, et al15 has recently reported that the restenosis rate for carotid angioplasty is 6.4 percent at 60 months, which is comparable to the restenosis rate of carotid endarterectomy. However, additional long-term data will be required to fully assess this aspect of this procedure.

At the present time, the Center for Medicare Services has approved this procedure for reimbursement although specific inclusion criteria remain limited to symptomatic patients exhibiting 70 percent or greater stenosis.16,17 Nonetheless, numerous educational facilities are now offering training programs in carotid angioplasty and it is expected that there will be a major shift in the management of carotid stenosis. Currently, approximately 120,000 carotid endarterectomies are performed annually in the United States. In view of the greater applicability of this procedure to high-risk patients, it appears likely that the volume of carotid angioplasties will eventually exceed this number if this procedure is fully embraced by the medical community and reimbursement is extended to include the same patients who are eligible for carotid endarterectomy.

References

1. American Heart Association website: www.americanheart.org

2. K.M.A. Welch, Louis R. Caplan and Donald J. Reis (eds). Primer on Cerebrovascular Diseases. Academic Press, 1997.

3. Barnett, Henry J.M.; Taylor, D. Wayne; Eliasziw, Michael; Fox, Allan J, et al. Benefit of Carotid Endarterectomy in Patients with Symptomatic Moderate or Severe Stenosis. New England Journal of Medicine. 1998 Nov; 339(20):1415-1425.

4. Executive Committee for the Asymptomatic Carotid Atherosclerosis Study. Endarterectomy for Asymptomatic Carotid Artery Stenosis. JAMA. 1995 May; 273(18):1421-1428.

5. European Carotid Surgery Trialists' Collaborative Group. Randomised trial of endarterectomy for recently symptomatic carotid stenosis: final results of the MRC European Carotid Surgery Trial (ECST) .The Lancet. 1998 May; 351(9113): 1379-1387.

6. MRC Asymptomatic Carotid Surgery Trial (ACST) Collaborative Group. Prevention of disabling and fatal strokes by successful carotid endarterectomy in patients without recent neurological symptoms: randomised controlled trial. The Lancet. 2004 May; 363(9420):1491-1502.

7. Clark WM, Barnwell SL, Nesbit G, O'Neill OR, Wynn ML, Coull BM. Safety and efficacy of percutaneous transluminal angioplasty for intracranial atherosclerotic stenosis. Stroke. 1995 Jul;26(7):1200-4.

8. Higashide RT, Tsai FY, Halbach VV, et al. Cerebral Percutaneous Transluminal Angioplasty. Heart Dis. Stroke. 1993; 2(6):497-502.

9. Counsell C, Naylor R, Warlow C. Regarding "Prospective randomized trials of carotid endarterectomy with primary closure and patch reconstruction: the problem is power". J Vasc Surg. 1998 Feb;27(2):386-7.

10. Golledge J, Mitchell A, Greenhalgh RM, Davies AH. Systematic comparison of the early outcome of angioplasty and endarterectomy for symptomatic carotid artery disease. Stroke. 2000 Jun;31(6):1439-43.

11. Yadav, Jay S.; Wholey, Mark H.; Kuntz, Richard E.; Fayad, Pierre, et al. Protected Carotid-Artery Stenting versus Endarterectomy in High-Risk Patients. New England Journal of Medicine. 2004 Oct;351(15):1493-1501.

12. CAVATAS investigators. Endovascular versus surgical treatment in patients with carotid stenosis in the Carotid and Vertebral Artery Transluminal Angioplasty Study (CAVATAS): a randomised trial. The Lancet. 2001 June; 357(9270):1729-1737.

13. CARESS Steering Committee. Carotid Revascularization Using Endarterectomy or Stenting Systems (CARESS): Phase I Clinical Trial. J Endovasc Ther. 2003 Dec;10(6):1021-30.

14. Wholey MH, Wholey M, Mathias K, Roubin GS, et al. Global experience in cervical carotid artery stent placement. Catheter Cardiovasc Interv. 2000 Jun;50(2):160-7.

15. Lai BK, Hobson RW 2nd, Goldstein J, et al. In-stent recurrent stenosis after carotid artery stenting: life table analysis and clinical relevance.
J Vasc Surg. 2003 Dec;38(6):1162-8.

16. http://www.cms.hhs.gov/med/viewdraftdecisionmemo.asp?id=128

17. Decision memo for Carotid Artery Stenting (CAG-00085R), Center for Medicare Services.

  
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